Andrew Simon Reiss

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Trinetra Investment Management LLP (no longer approved here)
FRN 772919
- [FCA CF] Client dealing (31 Mar 2021 to 31 Oct 2025)
- SMF27 Partner (9 Dec 2019 to 1 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jun 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Jun 2022)
- CF30 Customer (15 Jun 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jun 2017 to 8 Dec 2019)
- CF4 Partner (15 Jun 2017 to 8 Dec 2019)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
- CF27 Investment Management (17 Nov 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.