Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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REF Capital LLP
FRN 981422
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 May 2023)
- SMF27 Partner (since 10 May 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 May 2023)
- CF4 Partner (AR) (14 Nov 2012 to 5 May 2023)
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- Employed By (16 Nov 2004 to 1 Oct 2009)
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- Employed By (1 Dec 2001 to 16 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.