Andrew Setterfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
    • [FCA CF] Client dealing (since 23 Sep 2025)
  • Phoenix Wealth Management Ltd. (no longer approved here)

    FRN 190353

    • [FCA CF] Client dealing (24 May 2022 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • CF30 Customer (12 May 2011 to 17 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.