Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2024)
    • CF30 Customer (18 Aug 2009 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 5 Aug 2009)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
    • CF27 Investment Management (17 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.