Andrew Seccombe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Manager of certification employee (since 15 Feb 2024)
    • [FCA CF] Material risk taker (since 15 Feb 2024)
    • [FCA CF] Proprietary trader (since 15 Feb 2024)
    • [FCA CF] Significant management (since 15 Feb 2024)
    • [FCA CF] Client dealing (since 15 Feb 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Algorithmic trading (25 May 2020 to 6 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Dec 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Dec 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 11 Dec 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF21 Investment Adviser (14 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.