Andrew Scott Fenton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Pfandbriefbank AG
FRN 977889
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2023)
- SMF16 Compliance Oversight (since 13 Jun 2023)
Sumitomo Mitsui Trust Bank, Limited (no longer approved here)
FRN 124855
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 25 Jan 2017)
- SMF16 Compliance Oversight (7 Mar 2016 to 25 Jan 2017)
- CF10 Compliance Oversight (12 Nov 2014 to 6 Mar 2016)
- CF11 Money Laundering Reporting (12 Nov 2014 to 6 Mar 2016)
DNB Bank ASA (no longer approved here)
FRN 204731
- CF11 Money Laundering Reporting (31 Jan 2012 to 28 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.