Andrew Schaeffer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (29 May 2018 to 28 May 2019)
    • [FCA CF] Client dealing (29 May 2018 to 28 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (29 May 2018 to 28 May 2019)
    • [FCA CF] Material risk taker (29 May 2018 to 28 May 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (28 Dec 2017 to 28 May 2018)
    • [FCA CF] Client dealing (28 Dec 2016 to 28 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (28 Dec 2016 to 28 May 2018)
    • [FCA CF] Manager of certification employee (28 Dec 2016 to 28 May 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (28 Dec 2017 to 28 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (28 Dec 2016 to 28 May 2018)
    • [FCA CF] Manager of certification employee (28 Dec 2016 to 28 May 2018)
    • [FCA CF] Client dealing (28 Dec 2016 to 28 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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