Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (22 Dec 2021 to 22 Nov 2023)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Oct 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Oct 2020)
- CF30 Customer (30 Jul 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Jul 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Jul 2010 to 8 Dec 2019)
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- CF30 Customer (23 Dec 2009 to 30 Jul 2010)
- CF4 Partner (AR) (30 Jan 2009 to 30 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.