Andrew Ruffell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Material risk taker (since 17 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 20 Sep 2023)
    • [FCA CF] Manager of certification employee (since 20 Sep 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Sep 2023)
    • CF30 Customer (13 May 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (13 May 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (30 Oct 2008 to 22 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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