Andrew Roy Brodie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (22 Feb 2024 to 17 Dec 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (9 Jul 2010 to 4 Mar 2011)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (9 Jul 2010 to 4 Mar 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 22 Dec 2008)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF21 Investment Adviser (19 Jan 2004 to 31 Mar 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (8 Oct 2003 to 9 Jan 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.