Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMT Futures Limited
FRN 146311
- 13. Giving personal recommendations on and dealing with derivatives
- SMF3 Executive Director (since 25 Nov 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (14 Dec 2021 to 25 Nov 2022)
- [FCA CF] Significant management (1 Jan 2021 to 25 Nov 2022)
- CF30 Customer (18 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (14 Mar 2014 to 10 May 2017)
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- CF30 Customer (16 Dec 2011 to 31 Jan 2014)
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- CF29 Significant management (18 Feb 2008 to 30 Nov 2011)
- CF30 Customer (1 Nov 2007 to 30 Nov 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.