Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • SMF3 Executive Director (since 25 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (14 Dec 2021 to 25 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2021 to 25 Nov 2022)
    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • CF30 Customer (14 Mar 2014 to 10 May 2017)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (16 Dec 2011 to 31 Jan 2014)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF29 Significant management (18 Feb 2008 to 30 Nov 2011)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.