Andrew Rooke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chartwell Funding Limited
FRN 458223
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 28 May 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Andy Rooke Financial Consultancy Limited
FRN 491814
- (1)Employed By (since 28 May 2025)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function removed: Employed By at Andy Rooke Financial Consultancy Limited
11 hours ago
controlled function added: (1)Employed By at Andy Rooke Financial Consultancy Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.