Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jul 2016 to 8 Dec 2019)
    • CF1 Director (18 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2016 to 8 Dec 2019)
  • Advisory Insurance Brokers Limited (no longer approved here)

    FRN 313250

    • CF1 Director (AR) (2 Jun 2006 to 10 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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