Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2023)
    • [FCA CF] Client dealing (since 10 Oct 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (6 Nov 2007 to 28 Jun 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (13 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.