Andrew Robertson Elliot

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2017)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (30 Jun 2008 to 30 Nov 2012)
    • CF27 Investment Management (1 Dec 2001 to 23 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Nov 2006)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (14 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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