Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Oct 2009)
    • CF1 Director (AR) (since 2 Oct 2009)
    • Employed By (since 17 Oct 2008)
    • Employed By (31 Oct 2004 to 30 Sep 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (17 Oct 2008 to 23 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.