Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 2 Oct 2009)
- CF1 Director (AR) (since 2 Oct 2009)
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Withers Parke Limited
FRN 413001
- Employed By (since 17 Oct 2008)
- Employed By (31 Oct 2004 to 30 Sep 2008)
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- CF1 Director (AR) (17 Oct 2008 to 23 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.