Andrew Robert Mackie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roberts Mackie Winstanley

    FRN 439624

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Nov 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2006 to 13 Nov 2018)
    • CF4 Partner (3 Jan 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (3 Jan 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (3 Jan 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 13 Nov 2018)
  • Roberts Mackie Winstanley (no longer approved here)

    FRN 170278

    • (3)Employed By (1 Mar 1999 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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