Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (9 Oct 2017 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (9 Oct 2017 to 16 Nov 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (11 Dec 2012 to 26 Oct 2017)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (26 Aug 2008 to 12 Nov 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
    • CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 10 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.