Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 23 Oct 2020)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (9 Oct 2017 to 16 Nov 2018)
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- Employed By (9 Oct 2017 to 16 Nov 2018)
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- CF30 Customer (11 Dec 2012 to 26 Oct 2017)
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- CF30 Customer (26 Aug 2008 to 12 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 7 Jan 2009)
- CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Apr 2005 to 10 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.