Andrew Robert Dodd

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heritage Wealth Solutions Ltd

    FRN 678847

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Oct 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2015 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 12 Jan 2015)
    • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Feb 2005 to 15 Feb 2007)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (5 Jul 2006 to 12 Jan 2015)
  • Bebbington Brumby Financial Management Limited (no longer approved here)

    FRN 192564

    • Employed By (18 Feb 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.