Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (9 Sep 2008 to 6 Mar 2016)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 7 Jul 2008)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF26 Customer Trading (19 May 2005 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF27 Investment Management (7 Feb 2005 to 8 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2005)
    • CF26 Customer Trading (1 Dec 2001 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.