Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
- CF30 Customer (9 Sep 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2008)
- CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
- CF26 Customer Trading (19 May 2005 to 31 Oct 2007)
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- CF27 Investment Management (7 Feb 2005 to 8 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2005)
- CF26 Customer Trading (1 Dec 2001 to 8 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.