Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Jul 2009 to 19 Jun 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 19 Jun 2013)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2007)
    • CF26 Customer Trading (1 Dec 2001 to 4 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.