Andrew Rice

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 26 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2019)
    • [FCA CF] Client dealing (since 18 Jun 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (15 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.