Andrew Rhys Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 3 May 2022)
InfraBridge Investors (UK) Limited (no longer approved here)
FRN 452656
- [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
- CF30 Customer (8 Jun 2017 to 8 Dec 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (5 Oct 2010 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (5 Oct 2010 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (21 Nov 2008 to 16 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.