Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westminster Wealth Management LLP
FRN 490519
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Feb 2023)
- [FCA CF] Client dealing (since 13 Feb 2023)
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- Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 13 Jan 2023)
- CF30 Customer (27 Jan 2022 to 13 Jan 2023)
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- Employed By (27 Jan 2022 to 13 Jan 2023)
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- CF30 Customer (18 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (22 Oct 2015 to 8 Dec 2019)
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- CF30 Customer (22 Jan 2014 to 11 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2008)
- CF27 Investment Management (18 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.