Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Toronto-Dominion Bank
FRN 124859
- [FCA CF] Manager of certification employee (since 1 Mar 2026)
- [PRA CF] Managing a material risk taker (since 1 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Material risk taker (since 1 Nov 2021)
- [FCA CF] Client dealing (since 13 Mar 2017)
-
- CF30 Customer (24 Jun 2013 to 24 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.