Andrew Pritchard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 7 Apr 2025)
    • [FCA CF] Significant management (since 19 Jul 2018)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2024)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 26 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (28 Nov 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 26 Jul 2024)
    • [FCA CF] Significant management (since 19 Jul 2018)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2024)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (8 Oct 2020 to 25 Feb 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 3 Jul 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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