Andrew Pownall-Gray

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forest Financial Services Ltd (no longer approved here)

    FRN 810623

    • [FCA CF] Client dealing (1 Jan 2021 to 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Dec 2023)
    • Responsible for Insurance Mediation (3 Oct 2018 to 3 Oct 2018)
    • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
    • CF1 Director (3 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (3 Oct 2018 to 2 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 16 Aug 2013)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 8 Aug 2005)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Capitol Financial Solutions Limited (no longer approved here)

    FRN 434781

    • Employed By (9 Aug 2005 to 8 Dec 2019)
  • Capitol Financial Solutions (no longer approved here)

    FRN 214867

    • Employed By (1 Jun 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.