Andrew Platt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (2 Mar 2022 to 28 Oct 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (15 Sep 2021 to 13 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 13 Dec 2021)
    • [FCA CF] Client dealing (6 Nov 2017 to 13 Dec 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (15 Sep 2021 to 13 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 13 Dec 2021)
    • [FCA CF] Client dealing (6 Nov 2017 to 13 Dec 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 13 Dec 2021)
    • [FCA CF] Material risk taker (15 Sep 2021 to 13 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (31 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.