Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Significant management (15 Mar 2023 to 6 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Feb 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Feb 2025)
    • CF29 Significant management (13 Mar 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (24 Nov 2003 to 3 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2003 to 24 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.