Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (15 Mar 2023 to 6 Dec 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Feb 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 7 Feb 2025)
- CF29 Significant management (13 Mar 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (24 Nov 2003 to 3 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2003 to 24 Nov 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.