Andrew Phillip Pearson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- Responsibility for MCD Intermediation (1 Aug 2022 to 2 Jul 2024)
- Responsible for Insurance Distribution (1 Aug 2022 to 2 Jul 2024)
- SMF16 Compliance Oversight (1 Aug 2022 to 2 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Aug 2022 to 2 Jul 2024)
- CF1 Director (AR) (25 Mar 2021 to 2 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 2 Jul 2024)
- CF1 Director (1 Aug 2019 to 8 Dec 2019)
Agathos Management LLP (no longer approved here)
FRN 678873
- CF4 Partner (1 Apr 2016 to 1 Apr 2016)
- CF10 Compliance Oversight (5 Jan 2016 to 1 Jul 2016)
- CF30 Customer (5 Jan 2016 to 25 May 2016)
Kingsbridge Risk Solutions Limited (no longer approved here)
FRN 309149
- CF2 Non Executive Director (17 Jun 2014 to 31 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.