Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Apr 2024)
    • SMF16 Compliance Oversight (since 1 Jan 2024)
    • SMF4 Chief Risk (since 1 Jan 2024)
    • SMF16 Compliance Oversight (since 17 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2023)
    • SMF4 Chief Risk (7 Apr 2021 to 16 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 16 Oct 2023)
    • CF11 Money Laundering Reporting (8 Apr 2013 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.