Andrew Philip Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
    • [FCA CF] Client dealing (since 6 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2023)
    • CF1 Director (AR) (since 16 Aug 2023)
    • CF30 Customer (since 16 Aug 2023)
  • Oculus Wealth Management (Chilterns) Limited

    FRN 988281

    • (1)Employed By (since 16 Aug 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 3 Jul 2023)
    • [FCA CF] Client dealing (1 Apr 2022 to 3 Jul 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (28 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.