Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF4 Partner (1 Sep 2006 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (15 Jun 2004 to 8 Dec 2006)
    • CF22 Investment Adviser (Trainee) (19 May 2004 to 15 Jun 2004)
    • CF7 Sole Trader (AR) (19 May 2004 to 8 Dec 2006)
  • A Kneller Financial Services (no longer approved here)

    FRN 400832

    • Employed By (19 May 2004 to 8 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.