Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2019 to 6 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (11 Sep 2017 to 6 Aug 2019)
    • [FCA CF] Client dealing (4 Oct 2016 to 11 Feb 2022)
    • [FCA CF] Manager of certification employee (4 Oct 2016 to 7 Mar 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (14 Jan 2014 to 24 Apr 2015)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.