Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (30 Jan 2019 to 6 Aug 2019)
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- [PRA CF] Significant risk taker or Material risk taker (11 Sep 2017 to 6 Aug 2019)
- [FCA CF] Client dealing (4 Oct 2016 to 11 Feb 2022)
- [FCA CF] Manager of certification employee (4 Oct 2016 to 7 Mar 2019)
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- CF30 Customer (14 Jan 2014 to 24 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.