Andrew Peter Penfold

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottsdale IFA LLP

    FRN 577082

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (1 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2012 to 8 Dec 2019)
  • Charterhouse Independent Financial Advisors LLP (no longer approved here)

    FRN 453778

    • CF30 Customer (1 Jul 2011 to 19 Nov 2012)
    • CF4 Partner (16 Nov 2006 to 30 Jun 2011)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.