Andrew Peter Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 May 2021)
    • CF1 Director (AR) (since 5 May 2021)
    • CF30 Customer (since 5 May 2021)
  • LITTLE GREEN OWL FINANCIAL PLANNING LTD

    FRN 944337

    • (1)Employed By (since 5 May 2021)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2021)
    • CF30 Customer (2 Dec 2014 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 May 2013 to 6 Sep 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (558)Employed By (29 May 2013 to 6 Sep 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 17 Aug 2012)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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