Andrew Peter Cardy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Haldon Financial Review Ltd (no longer approved here)
FRN 794487
- (1)Employed By (17 Dec 2020 to 25 Mar 2022)
Haldon Financial Limited (no longer approved here)
FRN 578320
- [FCA CF] Client dealing (9 Nov 2020 to 24 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Nov 2020 to 24 Mar 2022)
- CF30 Customer (10 Jul 2012 to 1 Jun 2016)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (2 Apr 2012 to 13 Jul 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (30 Apr 2009 to 1 Apr 2012)
Clearwater Financial Ltd (no longer approved here)
FRN 500324
- Employed By (30 Apr 2009 to 13 Jul 2012)
Your Future Financial Planning Ltd (no longer approved here)
FRN 195054
- Employed By (4 Sep 2000 to 15 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.