Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (13 Nov 2009 to 28 Feb 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
    • CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (12 Jan 2004 to 27 Nov 2004)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.