Andrew Peter Brumby

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (13)[FCA CF] Client dealing (1 Sep 2021 to 1 Jul 2025)
    • (12)Appointed representative dealing with clients for which they require qualification (1 Sep 2021 to 1 Jul 2025)
    • (14)[FCA CF] Functions requiring qualifications (1 Sep 2021 to 1 Jul 2025)
    • (11)CF30 Customer (19 Aug 2021 to 1 Jul 2025)
  • True Wealth Management Limited (no longer approved here)

    FRN 593156

    • Employed By (19 Aug 2021 to 1 Jul 2025)
  • Cutter & Co Financial Planning Ltd (no longer approved here)

    FRN 805876

    • Employed By (19 Aug 2021 to 1 Jul 2025)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (10)Employed By (19 Aug 2021 to 1 Jul 2025)
  • Moneyweb Limited (no longer approved here)

    FRN 189146

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (12)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  3. controlled function added: (13)[FCA CF] Client dealing at Navigator Financial Planning Limited

  4. controlled function added: (14)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited