Andrew Penney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 28 Jan 2025)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- [FCA CF] Client dealing (11 Jun 2019 to 2 Jan 2025)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (20 Nov 2014 to 18 Mar 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (20 Nov 2014 to 18 Mar 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (20 Nov 2014 to 18 Mar 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (20 Nov 2014 to 18 Mar 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.