Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF11 Money Laundering Reporting (21 Jan 2004 to 12 May 2004)
    • CF1 Director (1 Dec 2001 to 2 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.