Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pallinghurst Advisors LLP
FRN 446361
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (28 Nov 2008 to 21 May 2014)
- CF4 Partner (20 Mar 2008 to 19 Mar 2014)
- CF10 Compliance Oversight (27 Jun 2007 to 19 Mar 2014)
- CF11 Money Laundering Reporting (27 Jun 2007 to 19 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.