Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Commonwealth Bank of Australia
FRN 139185
- [FCA CF] Material risk taker (since 22 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 26 Sep 2013)
- CF21 Investment Adviser (7 Jan 2005 to 31 Oct 2007)
- CF26 Customer Trading (7 Jan 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (7 Jan 2005 to 31 Oct 2007)
- CF21 Investment Adviser (7 Jan 2005 to 31 Oct 2007)
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- CF26 Customer Trading (7 Jan 2005 to 28 Feb 2005)
- CF21 Investment Adviser (7 Jan 2005 to 28 Feb 2005)
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- CF21 Investment Adviser (18 Dec 2003 to 20 Oct 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.