Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- [FCA CF] Client dealing (since 24 Feb 2023)
- [FCA CF] Client dealing (30 Dec 2020 to 22 Nov 2022)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 24 Feb 2023)
- [FCA CF] Client dealing (30 Dec 2020 to 23 Nov 2022)
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- CF30 Customer (16 Jan 2009 to 26 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 26 Sep 2014)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.