Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (5)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (7)[FCA CF] Functions requiring qualifications (since 22 Oct 2024)
    • (6)[FCA CF] Client dealing (since 22 Oct 2024)
    • (32)[FCA CF] Functions requiring qualifications (2 Mar 2021 to 1 Sep 2024)
    • (31)[FCA CF] Client dealing (2 Mar 2021 to 1 Sep 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
    • SMF16 Compliance Oversight (since 26 Feb 2024)
    • SMF3 Executive Director (since 26 Feb 2024)
    • Responsibility for MCD Intermediation (since 26 Feb 2024)
    • Responsible for Insurance Distribution (since 26 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Roxborough Wealth Management Limited

  2. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Roxborough Wealth Management Limited

  3. controlled function removed: [FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited

  4. controlled function added: (31)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  5. controlled function added: (32)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited

  6. controlled function added: (5)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Roxborough Wealth Management Limited

  7. controlled function added: (6)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  8. controlled function added: (7)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited