Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Roxborough Wealth Management Limited
FRN 457305
- (5)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (7)[FCA CF] Functions requiring qualifications (since 22 Oct 2024)
- (6)[FCA CF] Client dealing (since 22 Oct 2024)
- (32)[FCA CF] Functions requiring qualifications (2 Mar 2021 to 1 Sep 2024)
- (31)[FCA CF] Client dealing (2 Mar 2021 to 1 Sep 2024)
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Roxborough Mortgages Limited
FRN 1002628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
- SMF16 Compliance Oversight (since 26 Feb 2024)
- SMF3 Executive Director (since 26 Feb 2024)
- Responsibility for MCD Intermediation (since 26 Feb 2024)
- Responsible for Insurance Distribution (since 26 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at Roxborough Wealth Management Limited
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controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Roxborough Wealth Management Limited
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controlled function removed: [FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited
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controlled function added: (31)[FCA CF] Client dealing at Roxborough Wealth Management Limited
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controlled function added: (32)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited
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controlled function added: (5)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Roxborough Wealth Management Limited
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controlled function added: (6)[FCA CF] Client dealing at Roxborough Wealth Management Limited
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controlled function added: (7)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited