Andrew Paul Fowler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Maison Financial Services

    FRN 313097

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (12 Dec 2011 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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