Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Manager of certification employee (9 Sep 2019 to 9 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 9 Jun 2022)
    • SMF2 Chief Finance (7 Mar 2016 to 6 Mar 2024)
    • CF1 Director (24 Feb 2014 to 6 Mar 2016)
    • CF28 Systems and controls (22 Nov 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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