Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 30 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (2 Mar 2012 to 31 Oct 2012)
    • CF30 Customer (2 Mar 2012 to 31 May 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2007 to 8 Oct 2007)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF21 Investment Adviser (9 Jul 2006 to 20 Jul 2007)
  • Wow Financial Management Ltd (no longer approved here)

    FRN 232044

    • Employed By (27 Jun 2006 to 20 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.