Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 30 Jun 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2023)
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- CF1 Director (AR) (2 Mar 2012 to 31 Oct 2012)
- CF30 Customer (2 Mar 2012 to 31 May 2012)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Oct 2007 to 8 Oct 2007)
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- CF21 Investment Adviser (9 Jul 2006 to 20 Jul 2007)
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- Employed By (27 Jun 2006 to 20 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.