Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
  • The Orchard Practice (AR) Ltd (no longer approved here)

    FRN 216479

    • Employed By (15 Apr 2011 to 27 Sep 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (15 Apr 2011 to 27 Sep 2011)
  • APR Financial Services Ltd (no longer approved here)

    FRN 153534

    • (2)Employed By (1 Oct 1998 to 29 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.