Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (16 Apr 2020 to 18 Jun 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (21 Oct 2016 to 18 Jun 2025)
    • [FCA CF] Manager of certification employee (21 Oct 2016 to 18 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2016 to 7 Aug 2017)
    • CF30 Customer (5 Nov 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (21 Feb 2013 to 12 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.